The
National Futures Association (NFA) has imposed a $400,000 fine on X-Change Financial
Access (XFA), part of Marex, and suspended one of its executives from
supervisory duties, following an investigation that revealed alleged compliance
violations at the Chicago-based introducing broker.Chicago Broker X-Change
Financial Access Fined $400,000 by NFATimothy
Francis Hendricks…
Marex’s X-Change Financial Hit with $400,000 NFA Fine over Controls
Date:
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